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Effect of spark plasma sintering temperature on the structure and properties of alumina ceramics containing barium hexaaluminate

https://doi.org/10.17073/1997-308X-2025-5-60-69

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Abstract

Alumina-based composite ceramics containing barium hexaaluminate are promising for various industrial applications, including the fabrication of replaceable cutting inserts. However, reports on such materials produced by spark plasma sintering (SPS) are scarce. This study aimed to evaluate the influence of sintering temperature on the structure and properties of alumina ceramics containing barium hexaaluminate. The materials were fabricated from highly dispersed Al2O3 and BaO powders by co-dispersion in an alcohol medium, followed by drying and spark plasma sintering at 1500, 1550, and 1600 °C. X-ray diffraction, scanning electron microscopy, and hydrostatic weighing were used to determine phase composition, microstructure, apparent density, and open porosity. Vickers hardness and fracture toughness were evaluated by indentation. The formation of α-Al2O3 and Ba0.83Al11O17.33 phases was confirmed. The relative density of alumina ceramics without additive reached 99.72 ± 0.3 %, while that of ceramics containing barium hexaaluminate was 92.45 ± 0.5 %. The average Al2O3 grain size decreased from 4.27 ± 1.80 μm (without additive) to 1.49 ± 0.80, 1.89 ± 0.85, and 1.60 ± 0.63 μm at sintering temperatures of 1500, 1550, and 1600 °C, respectively. The barium hexaaluminate plates grew with increasing temperature, from 2.45 ± 0.22 μm at 1500 °C to 5.23 ± 0.46 μm at 1600 °C. The maximum fracture toughness (KIc = 5.00 ± 0.10 MPa·m1/2 ) was obtained for the material containing barium hexaaluminate sintered at 1550 °C, which also exhibited a hardness of 2070 ± 43 HV2 .

For citations:


Antropova K.A., Cherkasova N.Yu., Aleksandrova N.S., Khabirov R.R., Miller A.A., Agafonov M.Yu. Effect of spark plasma sintering temperature on the structure and properties of alumina ceramics containing barium hexaaluminate. Powder Metallurgy аnd Functional Coatings (Izvestiya Vuzov. Poroshkovaya Metallurgiya i Funktsional'nye Pokrytiya). 2025;19(5):60-69. https://doi.org/10.17073/1997-308X-2025-5-60-69

Introduction

Research on alumina and alumina–zirconia ceramics continues to expand. Their combination of high mechanical performance and low weight, along with other advantageous properties, has driven adoption across medical [1], defence [2], and tooling [3] sectors. As performance requirements tighten, improving the service properties of oxide ceramics has become essential; in particular, boosting resistance to crack propagation remains a central challenge [4].

In modern materials science, an active approach is to reinforce alumina ceramics with alkali, alkaline-earth, and rare-earth metal hexaaluminates (MeAl12O19 , magnetoplumbite; MeAl11O18 , β-Al2O3)) [5]. In the structure of such materials, hexaaluminate grains are flattened hexagonal prisms that contribute to improved fracture toughness through various mechanisms [6–8]. The most frequently reported mechanisms include crack deflection, grain pull-out, crystal fracture in transverse – and less often longitudinal – directions, crack bridging, and crack branching. It has been noted that the overall material performance is significantly affected by the type of initial additive used for hexaaluminate formation [9] and on crystal size and volume fraction [6], which determine the strength of their bonding with the matrix grains and the mechanisms contributing to fracture toughness enhancement.

Numerous studies have reported that variations in hexaaluminate content lead to changes in key material properties – such as density, porosity, hardness, strength, and fracture toughness. For instance, when up to 10 wt. % CaAl12O19 is formed in the structure of Al2O3–ZrO2 ceramics, the fracture toughness increases from 5.8 to 6.3 MPa·m1/2. Further increase in calcium hexaaluminate content results in a decrease in fracture toughness to 5.5 MPa·m1/2, accompanied by reduced density and hardness [10]. A similar relationship was observed in [11], where the formation of 2.8 vol. % LaAl11O18 led to an increase in fracture toughness by approximately 1 MPa·m1/2, whereas higher LaAl11O18 content reduced it to 2.7 MPa·m1/2.

Notably, that hexaaluminates themselves exhibit a wide range of functional properties, including considerable catalytic activity and stability [12], luminescence [13], electrical conductivity [14], among others. Therefore, when selecting a hexaaluminate-forming additive for alumina ceramics, its choice should be guided by the intended application area. For example, calcium hexaaluminate is widely used in the production of medical ceramics [1]. The formation of barium hexaaluminate enhances thermal shock resistance, and compositions based on it remain among the least studied [8]. The relevance of researching the Al2O3–BaO system, along with its thermodynamic characteristics and the thermal stability of different phases, is discussed in the article [15]. It has also been reported that the barium hexaaluminate phase is the most thermally stable.

Barium hexaaluminate belongs to the β-Al2O3 structural family and forms as nonstoichiometric phases such as Ba0.75Al11O17.25 , Ba2.33Al21.33O34.33 , and Ba0.83Al11O17.33 [5; 16]. Due to its plate-like morphology, it also contributes to improving the fracture toughness of alumina ceramics. In [8] 20.89 vol. % Ba0.75Al11O17.25 in an Al2O3–ZrO2 matrix increased fracture toughness by approximately 25 % relative to the additive-free material. Further increase in content to 41.38 vol. % yielded a smaller additional gain in toughness but markedly reduced hardness, strength, and density. Similar plate-mediated toughening has been reported for Al2O3 with up to 10 vol. % ZrO2 [17], with effectiveness of toughness enhancement tied to the degree of material densification.

This study examines the effect of spark plasma sintering (SPS) parameters on the structure and properties of alumina ceramics with barium oxide additive. As noted in [3], spark plasma sintering enables the fabrication of ceramic workpieces for cutting-tool production. Therefore, the present work not only contributes to the body of knowledge on the Al2O3–BaO system but may also hold practical significance for developments in the tooling industry.

 

Materials and methods

High-purity alumina powder (99 %, average particle size 140 ± 50 nm, China) and barium oxide powder (99 %, average particle size 2.7 ± 0.6 μm, Russia; prepared in accordance with TU 6-09-5397-88) were used as starting materials. Alcohol suspensions were prepared using isopropyl alcohol (50 vol. %) as a dispersion medium for mixing the initial powders. The BaO content was set to 3 wt. % to form approximately 15 wt. % barium hexaaluminate. A relatively high barium hexaaluminate fraction was chosen to clearly evaluate its effect on the properties of the studied materials.

Dispersion was carried out in a ball mill for 10 h with periodic stops to cool the suspension. The rotation speed was 90 rpm. The drum of the mill was lined with polypropylene, and alumina grinding bodies 3 mm in diameter were used.

After dispersion, the powders were dried and consolidated by spark plasma sintering on an MS-1 unit at sintering temperatures (ts ) of 1500–1600 °C, under a pressure of 17 MPa, with a 5-minute holding time at maximum temperature. To prevent direct interaction between the powder and the tooling surfaces, graphite paper was placed between the powder and the die walls, as well as between the powder and the punch faces. Heating was provided by pulsed direct current passing through the graphite tooling. The temperature was measured using a pyrometer positioned in a side hole of the die assembly.

The apparent density and open porosity of the sintered materials were determined by the hydrostatic weighing method.

The apparent density was calculated as the ratio of the dry sample mass to the difference between the saturated and immersed masses:

 

\({\rho _{{\rm{app}}}} = \frac{{{M_{\rm{dry}}}}}{{{M_{\rm{sat}}} - {M_{\rm{liq}}}}},\) [g/cm3],

 

where Мdry is the mass of the dry sample, g; Мsat is the mass of the sample saturated with liquid, g; Мliq is the mass of the sample immersed in liquid, g.

The relative density was calculated as

 

\[{\rho _{{\rm{rel}}}} = \frac{{{\rho _{{\rm{app}}}}}}{{{\rho _{{\rm{theor}}}}}} \cdot 100{\rm{ }}\% .\]

 

The theoretical density was determined using the literature values of the X-ray densities of the sintered components according to the formula:

 

\({\rho _{{\rm{theor}}}} = {\left( {\frac{{{m_i}}}{{{\rho _i}}} + \frac{{{m_n}}}{{{\rho _n}}}} \right)^{ - 1}} \cdot 100{\rm{ }}\% {\rm{,}}\) [g/cm3],

 

where ρi and ρn are the theoretical densities of the individual components, g/cm3; mi and mn are their mass fractions in the composite, %.

The open porosity (Po ) was calculated as

 

\(P{_{\rm{о}}} = \frac{{{M_{\rm{sat}}}--{M_{\rm{dry}}}}}{{{M_{\rm{sat}}}--{M_{\rm{liq}}}}} \cdot 100{\rm{ }}\% .\)

 

X-ray diffraction (XRD) analysis was performed using a PowDix600 diffractometer (ADWIN Smart Factory, Republic of Belarus) with \({\rm{Cu}}{K_{{\alpha _{1 + 2}}}}\) radiation. The phases were identified using the ICDD PDF-4+ database. Polished sections for microstructural analysis were prepared using standard procedures, including grinding and polishing with diamond wheels and suspensions of various fineness. To reveal the grain structure, thermal etching was performed at a temperature 200 °C below the sintering temperature. Microstructural analysis was carried out using an EVO 50 scanning electron microscope (Carl Zeiss, Germany) equipped with an X-ray microanalysis attachment. Prior to examination, the polished sections were coated with a 40-nm copper layer to improve conductivity. Secondary electron detection was used for imaging. Grain sizes were measured using the JMicroVision 1.3.4 software. The alumina grain size was determined as the equivalent-circle diameter corresponding to the grain projection area in the microstructure image. For barium hexaaluminate grains, their length and width were measured, and the aspect ratio was calculated. At least 300 alumina grains and 100 barium hexaaluminate grains were analyzed for each composition.

The Vickers hardness and fracture toughness were evaluated by the indentation method under a 2-kg load using an SV-50A Vickers hardness tester (China). The fracture toughness, KIc (critical stress intensity factor), was calculated using the following equation [18]:

 

\({K_{{\rm{Ic}}}} = {\rm{ }}0.048{\left( {\frac{c}{a}} \right)^{--0,5}}{\left( {\frac{{HV}}{{EФ}}} \right)^{--0,4}}\frac{{HV{a^{0,5}}}}{Ф},\) [MPa·m1/2],

 

where HV is the hardness, GPa; a is the half-diagonal of the indentation, μm; c is the length of the radial crack measured from the indentation center, μm; Φ = 3 is the constant.

The Young’s modulus (E) of the composite materials was estimated by the rule of mixtures:

 

\(E = {\left( {\frac{m}{{{E_i}}} + \frac{{{m_j}}}{{{E_j}}}} \right)^{ - 1}} \cdot 100{\rm{ }}\% ,\) [GPa],

 

where Еi and Ej are the Young’s moduli of Al2O3 (397 GPa) and Ba0.83Al11О17.33 (226 GPa), respectively; mi and mj are their mass fractions (%). The modulus values were taken from the literature [19].

 

Results and discussion

Experimental materials were sintered from starting mixtures of alumina and barium oxide. The sintering temperature (ts ) was 1500, 1550, and 1600 °C. As a reference, an additive-free alumina ceramics was prepared.

X-ray diffraction patterns of the sintered materials are shown in Fig. 1. Regardless of the sintering temperature, the materials with BaO in the starting mixture display, in addition to α-Al2O3 , diffraction peaks of Ba0.83Al11О17.33 . No other barium-containing phases were detected.

 

Fig. 1. X-ray patterns of the sintered materials
1 – alumina ceramics without additives, sintered at ts = 1500 °С;
24 – ceramics of the composition Al2O3 + Ba0.83Al11О17.33 ceramics,
sintered at ts = 1500 (2), 1550 (3), and 160
0 (4) °С

 

The apparent density and open porosity of the sintered materials were evaluated; the results are summarized in Table 1. The highest relative density (with respect to the theoretical density) was obtained for the additive-free alumina ceramics. Formation of barium hexaaluminate in the composite led to a decrease in relative density and an increase in open porosity, which is consistent with prior reports on hexaaluminate formation in alumina matrix [5; 11]. With increasing sintering temperature, density and porosity changed nonlinearly.

 

Table 1. Apparent density and open porosity of the sintered materials

MaterialSintering temperature, °СApparent density, g/cm3Relative density,
% of theoretical
Open
porosity, %
Al2O315003.98 ± 0.0299.72 ± 0.30.26 ± 0.07
Al2O3 + Ba0.83Al11О17.3315003.70 ± 0.0492.45 ± 0.54.75 ± 0.09
15503.86 ± 0.0396.41 ± 0.41.76 ± 0.08
16003.86 ± 0.0396.35 ± 0.42.08 ± 0.08

 

Microstructural studies were performed by scanning electron microscopy (SEM). In the SEM micrographs (Fig. 2), the darker equiaxed grains correspond to the low-Z alumina phase, whereas the brighter elongated grains belong to the Ba-rich phase. SEM–EDS spot analyses conducted on the elongated grains confirmed the presence of Ba, Al, and O, identifying them as barium hexaaluminate (Fig. 2, e). Grains of both phases are distributed fairly uniformly, though local clusters of bright elongated grains are occasionally observed.

 

Fig. 2. Microstructure of the sintered materials
a – alumina ceramics without additives;
bd – ceramics containing barium hexaaluminate sintered at ts , °C – 1500 (b), 1550 (c), 1600 (d);
e – results of micro-X-ray spectral analysis obtained from region 1 marked in Fig. 2, c

 

A detailed quantitative analysis of the structural constituents was performed, and the results are presented in Fig. 3 and Table 2. The average grain size of alumina in the additive-free material was 4.27 ± 1.80 μm. The alumina powder used in this study was highly dispersed, which provided high sinterability. In addition, the SPS technique and the presence of barium oxide contributed to the intensification of the sintering process. In materials containing BaO, the alumina grains were significantly smaller. For instance, under identical sintering conditions at ts = 1500 °С, the alumina grain size decreased by about 65 % in the material containing barium hexaaluminate. This effect can be attributed to Ba segregation along alumina grain boundaries, which inhibits their migration and growth [20]. Furthermore, the growth of hexaaluminate grains of any chemical composition is usually accompanied by the consumption of alumina grains, which also leads to their size reduction – a behavior consistent with previously reported findings [21; 22].

 

Fig. 3. Grain size distribution of alumina in the sintered materials
– Al2O3 , 1500 °C;
– Al2O3  + Ba0.83Al11O17.33 , 1500 °C;
– Al2O3  + Ba0.83Al11O17.33 , 1550 °C;
– Al2O3  + Ba0.83Al11O17.33 , 1600 °C

 

Table 2. Grain sizes of the sintered materials

MaterialSintering temperature, °СAverage Al2O3 grain size, μmBa0.83Al11О17.33 grains
Length, μmWidth, μmAspect ratio
Al2O315004.27 ± 1.80
Al2O3 + Ba0.83Al11О17.3315001.49 ± 0.802.45 ± 0.220.57 ± 0.051.0:4.3
15501.89 ± 0.853.38 ± 0.210.93 ± 0.041.0:3.6
16001.60 ± 0.635.23 ± 0.461.20 ± 0.061.0:4.4

 

The alumina ceramics exhibited the widest grain size distribution, whereas in the material containing barium hexaaluminate and sintered at ts = 1600 °С, the distribution of Al2O3 grains was the narrowest, with a maximum grain size not exceeding 4 μm. It was also observed that the barium hexaaluminate plates increased in size with rising sintering temperature. At ts = 1600 °С, both the length and width of the hexaaluminate plates increased. The aspect ratio of the barium hexaaluminate grains changed nonlinearly, reaching its minimum value at ts = 1550 °С. This indicates that at the maximum sintering temperature, the most intensive growth of barium hexaaluminate plates occurs, accompanied by alumina grain consumption, which ultimately results in smaller alumina grains. Therefore, at ts = 1600 °С, the decrease in alumina grain size is mainly associated with their participation in barium hexaaluminate formation rather than Ba segregation along grain boundaries.

The observed grain-structure features correlate with the changes in density and porosity of the studied materials. It was established that pores in the composite ceramics are predominantly concentrated in regions where barium hexaaluminate grains accumulate (highlighted by an oval in Fig. 2, b). Hence, the presence of pores is associated with the loose packing of plate-like grains, which explains the pronounced decrease in density and increase in porosity upon BaO addition in the materials sintered at ts = 1500 °С. Further temperature increase promoted alumina grain growth. At ts = 1550 °С, the average Al2O3 grain size reached approximately 1.89 ± 0.85 μm. The coarsening of alumina grains led to a reduction in open porosity and an increase in relative density. At this temperature, alumina grain growth likely inhibited the elongation of barium hexaaluminate plates. However, at ts = 1600 °С, the growth of barium hexaaluminate plates dominated, resulting in longer plates, smaller alumina grains, and increased porosity.

Plate-like grains in the microstructure can significantly influence the mechanical properties of the material [19]. The results of Vickers hardness and fracture toughness measurements are summarized in Table 3. The materials containing barium hexaaluminate exhibited higher hardness compared with the additive-free alumina ceramics. For oxide ceramics, the incorporation of hexaaluminates more commonly results in hardness degradation [9–11]; in this case, however, the hardness increase is attributed to the substantial refinement of alumina grains. An improvement in fracture toughness was also observed in alumina ceramics containing barium hexaaluminate. The highest KIc value was recorded for the material sintered at ts = 1550 °С. It is likely that this composition provides the most favorable combination of porosity and grain sizes of both alumina and barium hexaaluminate.

 

Table 3. Hardness and fracture toughness of the investigated materials

MaterialSintering temperature, °СHardness,
HV2
Fracture toughness,
MPa·m1/2
Al2O315001990 ± 714.65 ± 0.14
Al2O3 + Ba0.83Al11О17.3315002085 ± 334.85 ± 0.08
15502070 ± 435.00 ± 0.10
16002120 ± 674.50 ± 0.18

 

Fig. 4 shows a typical Vickers indentation with radial cracks emerging from the indentation diagonals and a magnified view of a crack propagating through the Al2O3–BaAl12O19 composite. The measured crack lengths, taken from the indentation center to the crack tip, correlate with the calculated KIc value. In the additive-free alumina, the average crack length reaches ~80 μm, whereas in the composite ceramics it ranges from 50 to 55 μm, with the maximum length not exceeding 65 μm.

 

Fig. 4. Typical indentation (a) and propagating crack (b) in the investigated materials
containing barium hexaaluminate
Numbers indicate the toughening mechanisms:
1 – plate fracture in the transverse direction;
2 – in the longitudinal direction with subsequent crack path deflection;
3 – crack bridging
The white arrow indicates the direction of crack propagation

 

Detailed examination of the crack path (Fig. 4, b) revealed intergranular fracture along alumina grain boundaries and transgranular fracture of barium hexaaluminate plates in both transverse (1) and longitudinal (2) sections. Crack propagation was further accompanied by deflection at plate interfaces and the formation of crack bridging (3).

 

Conclusions

1. Regardless of the sintering temperature, XRD analysis of materials containing barium oxide in the starting mixture revealed, in addition to α-Al2O3 , the presence of Ba0.83Al11O17.33 reflections.

2. The formation of barium hexaaluminate leads to a decrease in relative density and an increase in open porosity. With rising sintering temperature, density and porosity change non-uniformly due to the simultaneous growth and loose packing of plate-like barium-hexaaluminate grains and variation in alumina grain size.

3. The size of barium-hexaaluminate plates increases with sintering temperature: their average length rises from 2.45 ± 0.22 μm at 1500 °C to 5.23 ± 0.46 μm at 1600 °C.

4. The formation of barium hexaaluminate in the ceramic microstructure causes a reduction of alumina grain size by approximately 65 % under identical sintering conditions at ts = 1500 °С.

5. The highest fracture toughness (KIc = 5.00 ± ± 0.10 MPa·m1/2) was obtained for the material containing barium hexaaluminate and sintered at ts = 1550 °С. The corresponding Vickers hardness was 2070 ± 43 HV2 .

 

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About the Authors

K. A. Antropova
Novosibirsk State Technical University
Russian Federation

Kristina A. Antropova – Junior Researcher, Research Laboratory of Physical and Chemical Technologies and Functional Materials

20 Karl Marks Prosp., Novosibirsk 630073, Russia



N. Yu. Cherkasova
Novosibirsk State Technical University
Russian Federation

Nina Yu. Cherkasova – Cand. Sci. (Eng.), Senior Researcher, Research Laboratory of Physical and Chemical Technologies and Functional Materials

20 Karl Marks Prosp., Novosibirsk 630073, Russia



N. S. Aleksandrova
Novosibirsk State Technical University
Russian Federation

Natalya S. Aleksandrova – Junior Researcher, Research Laboratory of Physical and Chemical Technologies and Functional Materials

20 Karl Marks Prosp., Novosibirsk 630073, Russia



R. R. Khabirov
Novosibirsk State Technical University
Russian Federation

Roman R. Khabirov – Junior Researcher, Center for Technological Excellence

20 Karl Marks Prosp., Novosibirsk 630073, Russia



A. A. Miller
Novosibirsk State Technical University
Russian Federation

Aleksandr A. Miller – Master’s Student, Department of Materials Science in Mechanical Engineering

20 Karl Marks Prosp., Novosibirsk 630073, Russia



M. Yu. Agafonov
Novosibirsk State Technical University
Russian Federation

Mikhail Yu. Agafonov – Master’s Student, Department of Materials Science in Mechanical Engineering

20 Karl Marks Prosp., Novosibirsk 630073, Russia



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Antropova K.A., Cherkasova N.Yu., Aleksandrova N.S., Khabirov R.R., Miller A.A., Agafonov M.Yu. Effect of spark plasma sintering temperature on the structure and properties of alumina ceramics containing barium hexaaluminate. Powder Metallurgy аnd Functional Coatings (Izvestiya Vuzov. Poroshkovaya Metallurgiya i Funktsional'nye Pokrytiya). 2025;19(5):60-69. https://doi.org/10.17073/1997-308X-2025-5-60-69

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ISSN 1997-308X (Print)
ISSN 2412-8767 (Online)